Head of Compliance

 
 

Professional Requirements:

● Bachelor’s degree

● Relevant experience in Consumer Finance and/or FinTech regulatory compliance

● Strong knowledge of consumer financial regulations, including Truth in Lending Act and Regulation Z, Equal Credit Opportunity Act and Regulation B, Fair Credit Reporting Act, Fair Debt Collections Practices Act, Unfair Deceptive and Abusive Acts or Practices, Telephone Consumer Protection Act, Electronic Funds Transfer Act (Regulation E), Electronic Signatures in Global and National Commerce Act (ESIGN), NACHA Operating Rules and Guidelines

● Ability to interpret/translate regulatory guidance into actionable to-dos

● Understands the importance and able to build out reporting/record keeping

● Experienced building out Compliance function

● Experienced hosting external audits

● Highly driven individual who has an “owner mentality”

Professional Requirements - Nice to Have:

● Experience in student lending a plus

● CRCM certification a plus

● Strong, comprehensive understanding of risk assessments, financial services risk key regulations and current regulatory developments relevant to business knowledge a plus

● Humility, integrity and a killer sense of humor; you take your work seriously, but not yourself.

Personal Requirements:

● Excellent communication skills (verbal and written)

● Ability to prioritize and execute critical projects

● Detail-oriented and self-motivated with the ability to proactively identify issues

● Excellent problem solving skills

● Proficiency in root cause analytics, benchmarking analytics and trending analysis

● Good organizational and follow-up skills

● Ability to work in fast-paced environment and meet deadlines with an attention to detail

● Experience at a high-growth start-up preferred